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Securities, Options and Futures Consultants

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SECURITIES ARBITRATION
FUTURES & DERIVATIVES
INTERNATIONAL INVESTORS
SECURITIES MEDIATION

Mutual Fund Offenses:

  • MARKET TIMING
  • LATE TRADING
  • SELECTIVE DISCLOSURE
  • OTHER MUTUAL FUND ABUSES

SECURITIES RULES & REGULATIONS
INVESTOR DISPUTE SETTLEMENT

Stock Issues:

  • SECURITIES & INVESTMENT SUITABILITY
  • CHURNING IN STOCK ACCOUNTS
  • OPTIONS ABUSE
  • LACK OF SUPERVISION
  • UNAUTHORIZED TRADING
  • BROKER BREACH OF FIDUCIARY DUTY
  • STOCK BROKER MISREPRESENTATION
  • SELLING AWAY
  • MARGIN LIQUIDATIONS

How to Pick an Expert


A New Order in the Financial Sector: What are the Causes of the Debacle? (PDF)


Financial Products: What Supervision? What Notation? What Guarantees? (PDF)


Market Timing, Late Trading and Other Mutual Fund Abuse in the United States (PDF)


Compulsory Arbitration: Its Impact on the Efficiency of Markets (PDF)


The Role of the Expert Witness in Securities Arbitration (PDF)


The Role of the Expert Witness in Commodities Cases

 

Litigation Topics

Market Consulting Corporation offers a range of litigation support and expert witness services for both claimants / plaintiffs and respondents / defendants in matters involving the following:

  • Securities Arbitration
  • Futures & Derivatives
  • International Investors
  • Securities Mediation
  • MUTUAL FUND OFFENSES
    • Market Timing
    • Late Trading
    • Selective Disclosure
    • Other Mutual Fund Abuses
  • Securities Rules & Regulations
  • Investor Dispute Settlement
  • STOCK ISSUES
    • Securities & Investment Suitability
    • Churning in Stock Accounts
    • Options Abuse
    • Lack of Supervision
    • Unauthorized Trading
    • Broker Breach of Fiduciary Duty
    • Stock Broker Misrepresentation
    • Selling Away
    • Margin Liquidations

STOCK ISSUES

Stock Broker Misrepresentation ...

Misrepresentation or omission of material information in making recommendations are types of stock broker fraud that can occur when a broker does not fairly and fully disclose all known risks associated with a particular investment and losses are incurred as a result.

The offense is also present in cases where the broker has, without reasonable basis, offered predictions or opinions about future stock performance or claims to have inside information about the issuing company, both of which are common elements of stocks promoted through boiler room operations.

Failure to disclose all associated fees, commissions or other charges is yet another example. In extreme cases, the fraud has included issuance of bogus account statements or recommendations of shares in companies the stock broker knows to be overvalued or worthless.

For a free initial telephone consultation:
Call: 1.888.397.9867
Email:
marktcon@ix.netcom.com

Or complete the form below. Please include in your message a phone number, a description of the type of case you have and what type of help you may need.





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Market Consulting Corporation

For free initial telephone consultation, call 1.888.397.9867 or email: marktcon@ix.netcom.com

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