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Securities, Options and Futures Consultants

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SECURITIES ARBITRATION
FUTURES & DERIVATIVES
INTERNATIONAL INVESTORS
SECURITIES MEDIATION

Mutual Fund Offenses:

  • MARKET TIMING
  • LATE TRADING
  • SELECTIVE DISCLOSURE
  • OTHER MUTUAL FUND ABUSES

SECURITIES RULES & REGULATIONS
INVESTOR DISPUTE SETTLEMENT

Stock Issues:

  • SECURITIES & INVESTMENT SUITABILITY
  • CHURNING IN STOCK ACCOUNTS
  • OPTIONS ABUSE
  • LACK OF SUPERVISION
  • UNAUTHORIZED TRADING
  • BROKER BREACH OF FIDUCIARY DUTY
  • SEC REGULATION BEST INTEREST
  • STOCK BROKER MISREPRESENTATION
  • SELLING AWAY
  • MARGIN LIQUIDATIONS

How to Pick an Expert


A New Order in the Financial Sector: What are the Causes of the Debacle? (PDF)


Financial Products: What Supervision? What Notation? What Guarantees? (PDF)


Market Timing, Late Trading and Other Mutual Fund Abuse in the United States (PDF)


Compulsory Arbitration: Its Impact on the Efficiency of Markets (PDF)


The Role of the Expert Witness in Securities Arbitration (PDF)


The Role of the Expert Witness in Commodities Cases

 

NASDAQ

Attorney comment re Variable Life Insurance matter —

“I just finished reading the expert report … it is great! I thank you for assisting me on this case, and for helping get my Fourth of July weekend off to a great start.”

Braden Blumenstiel, Blumenstiel
Evans & Falvo, LLC

Services ...

Securities & Futures

Arbitration, Mediation and litigation consulting • Derivatives

  • Initial account review
  • Forensic account analysis, damages and mitigation
  • Assistance drafting complaint and with discovery
  • Expert witness opinion, opposing expert critique, deposition and testimony
  • Settlement issues

Industry consulting

  • Economic and statistical analysis including economic justification studies
  • Due diligence for securities and futures offerings
  • Valuation of industry firms, including for sale purposes, the IRS and the courts
  • New product offerings
  • Performance evaluations for stock and futures portfolios
  • Asset management strategies and critical analysis of same

For a free initial telephone consultation:
Call: 1.888.397.9867
Email:
marktcon@ix.netcom.com

Or complete the form below. Please include in your message a phone number, a description of the type of case you have and what type of help you may need.

 

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Market Consulting Corporation

For free initial telephone consultation, call 1.888.397.9867 or email: info@market-consulting.com

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